FINRA General Securities Representative Examination (GS) 認定 Series7 試験問題:
1. Which of the following pairs of terms are synonyms in connection with most mutual funds?
A) net asset value and offering price
B) net asset value and redemption price
C) selling price and bid price
D) bid price and management fee
2. Which of the following has the least active secondary market:
A) banker's acceptances
B) treasury bills
C) commercial paper
D) certificates of deposit
3. Bubba has not existing positions in his account and writes 1 XYZ July 60 put and 1 XYZ July 60 call. What
is this position called?
A) long combination
B) long straddle
C) short combination
D) short straddle
4. The Bubba Fund is a load mutual fund that offers a reinvestment plan. What does this mean?
A) purchasers of fund shares must agree to make regular investments over a period of years
B) income, dividend, and capital gain distributions may be automatically used to purchase new shares of
the fund
C) holders of fund shares are permitted to regularly purchase additional shares at the bid price
D) no federal income taxes are paid on dividends and capital gain distributions from the fund
5. Assuming that the information contained in a registration statement is complete and accurate, the
registration statement becomes effective:
A) 20 days after receipt by the SEC
B) only after the SEC specifically clears the issue in writing to the principal underwriter
C) 10 days after receipt by the SEC
D) 30 days after receipt by the SEC
質問と回答：
| 質問 # 1 正解： B | 質問 # 2 正解： C | 質問 # 3 正解： D | 質問 # 4 正解： B | 質問 # 5 正解： B |
1024 お客様のコメント
品質保証JPexamはIT認定試験のシラバスに従って、試験問題の範囲を正確に絞って、的中率が99％の最新問題集を捧げます。
1年間の無料更新サービスJPexamは1年以内に問題集の無料更新サービスを提供し、お客様がいつでも最新版の問題集を持つことを保証いたします。もし試験の内容が変更されたら、弊社は直ちにお客様にお知らせします。それに、弊社の問題集が更新されたら、早速メールで最新バージョンを送付いたします。
全額返金JPexamの問題集を利用すると、短時間で勉強しても試験に合格できるのを保証いたします。試験に不合格になってしまった場合、弊社は全額返金いたします。(
ご購入前のお試しJPexamは問題集のサンプルを無料で提供いたします。ご購入前にサンプルを試用して製品の品質を確認することができます。ご遠慮なく利用してください。
